Webb-site Legacy

Austin, James Derek

SFC ID:BEB935

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oreana Financial Services Limited	Rep	Dealing in securities	2021-09-13	2022-01-10
	RO	Dealing in securities	2019-03-13	2021-09-13
	Rep	Dealing in securities	2017-08-18	2019-03-13
	Rep	Advising on securities	2017-08-18	2022-01-10
	Rep	Asset management	2017-08-18	2022-01-10
STI Asset Management Limited	Rep	Advising on securities	2016-05-26	2017-07-21
	Rep	Asset management	2016-05-26	2017-07-21
	Rep	Dealing in securities	2016-05-26	2017-07-21
First Fidelity Capital (International) Limited	Rep	Advising on securities	2014-09-25	2016-08-09
	Rep	Asset management	2014-09-25	2016-08-09
	Rep	Dealing in securities	2014-09-25	2016-08-09