Personnel SFC Licences and HKMA Registrations (ID 23254641)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2026-10-13	-
	Rep	Dealing in securities	2026-10-13	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on securities	2021-03-19	2026-07-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-03-02	2026-07-04
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2021-03-02	2026-07-04
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-06-03	2020-11-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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