De Garidel-Thoron, Thomas Henri Sylvie Marie

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2023-09-25	2026-02-26
UBS SECURITIES HONG KONG LIMITED	RO	Providing automated trading services	2023-09-25	2026-02-26
	RO	Dealing in futures contracts	2023-09-25	2026-02-26
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2021-01-18	2026-02-26
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2021-01-18	2026-02-26
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2020-10-16	2021-01-18
	Rep	Dealing in futures contracts	2020-10-16	2023-09-25
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2020-10-16	2021-01-18
	Rep	Dealing in futures contracts	2020-10-16	2023-09-25
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2016-09-30	2020-06-30
	Rep	Dealing in securities	2014-09-26	2016-09-30

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2023-09-25	2026-02-26
UBS SECURITIES HONG KONG LIMITED	RO	Providing automated trading services	2023-09-25	2026-02-26
	RO	Dealing in futures contracts	2023-09-25	2026-02-26
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2021-01-18	2026-02-26
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2021-01-18	2026-02-26
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2020-10-16	2021-01-18
	Rep	Dealing in futures contracts	2020-10-16	2023-09-25
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2020-10-16	2021-01-18
	Rep	Dealing in futures contracts	2020-10-16	2023-09-25
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2016-09-30	2020-06-30
	Rep	Dealing in securities	2014-09-26	2016-09-30