Personnel SFC Licences and HKMA Registrations (ID 23265145)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPPIB RA Investments Asia Limited	Rep	Dealing in securities	2023-09-20	-
	Rep	Dealing in securities	2022-03-22	2023-08-01
CPPIB Asia Inc.	Rep	Dealing in securities	2019-06-05	2022-03-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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