Personnel Hong Kong SFC License Details (ID 2327013)

Personnel Hong Kong SFC License Details (ID 2327013)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Dealing in securities	2021-03-15	2023-02-05
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-11-16	2022-06-13
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-11-16	2023-02-05
Founder Securities (Hong Kong) Capital Company Limited	Rep	Advising on corporate finance	2018-07-04	2018-11-10
	Rep	Dealing in securities	2018-07-04	2018-11-10
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-10	2018-11-10
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2017-06-09	2018-02-15
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2015-07-13	2017-05-18
	Rep	Dealing in securities	2015-07-13	2017-05-18
Neutral Financial Holding Company Limited	Rep	Advising on corporate finance	2014-09-30	2015-06-17
	Rep	Asset management	2014-09-30	2015-06-17
	Rep	Dealing in securities	2014-09-30	2015-06-17