Personnel Hong Kong SFC License Details (ID 2327027)

Personnel Hong Kong SFC License Details (ID 2327027)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2025-09-11	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-05-30	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2024-12-13	-
	Rep	Dealing in securities	2024-12-13	-
Yunfeng Financial Markets Limited	Rep	Advising on securities	2020-09-17	2022-07-29
	Rep	Dealing in securities	2020-09-17	2022-07-29
Yunfeng Securities Limited	Rep	Advising on securities	2020-09-17	2022-07-29
	Rep	Dealing in securities	2020-09-17	2022-07-29
Yunfeng Asset Management Limited	Rep	Asset management	2020-08-21	2022-07-29
Yunfeng Financial Markets Limited	Rep	Asset management	2020-08-21	2022-07-29
LIGHT &AMP; SALT CAPITAL MANAGEMENT LIMITED	RO	Asset management	2019-02-20	2020-03-10
	Rep	Asset management	2014-09-30	2019-02-20