Personnel Hong Kong SFC License Details (ID 2327035)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2020-12-28	-
	Rep	Dealing in securities	2020-12-28	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-09-30	2020-09-08
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-09-30	2015-08-13
	Rep	Dealing in securities	2014-09-30	2015-08-13
	Rep	Dealing in futures contracts	2014-09-30	2020-09-08