Personnel Hong Kong SFC License Details (ID 2327697)

Personnel Hong Kong SFC License Details (ID 2327697)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2022-09-20	2024-12-28
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-10-17	2022-05-31
	Rep	Advising on securities	2019-10-17	2022-05-31
	Rep	Dealing in securities	2019-10-17	2022-05-31
Evercore Asia Limited	Rep	Advising on securities	2018-10-18	2019-10-01
	Rep	Dealing in securities	2017-07-27	2019-10-01
	Rep	Advising on corporate finance	2016-11-10	2019-10-01
Morgan Stanley Asia Limited	Rep	Advising on securities	2016-06-15	2016-09-06
	Rep	Asset management	2016-06-15	2016-09-06
	Rep	Dealing in securities	2016-06-15	2016-09-06
Evercore Asia Limited	Rep	Advising on corporate finance	2014-10-03	2016-05-09