Personnel Hong Kong SFC License Details (ID 23281250)

Personnel Hong Kong SFC License Details (ID 23281250)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2025-03-20	2025-06-05
PINESTONE SECURITIES LIMITED	Rep	Dealing in securities	2024-07-22	2024-09-02
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2019-12-17	2023-03-06
	Rep	Asset management	2019-12-17	2023-03-06
Innovest Securities Investment Limited	Rep	Dealing in securities	2019-12-17	2022-07-01
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2019-06-10	2019-07-31
	Rep	Dealing in securities	2019-06-10	2019-07-31