Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 2328471)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Neuberger Berman Asia Limited
Rep
Advising on securities
2016-08-18
2017-10-31
Rep
Dealing in securities
2016-08-18
2017-10-31
Credit Suisse (Hong Kong) Limited
Rep
Advising on securities
2014-10-06
2016-06-09