Personnel Hong Kong SFC License Details (ID 2328477)

Personnel Hong Kong SFC License Details (ID 2328477)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MORTON SECURITIES LIMITED	RO	Advising on securities	2025-02-11	-
	RO	Asset management	2025-02-11	-
	RO	Dealing in securities	2024-01-04	-
	Rep	Dealing in securities	2023-09-26	2024-01-04
China On Securities Limited	Rep	Dealing in securities	2021-06-25	2021-12-13
	Rep	Asset management	2021-06-01	2021-12-13
LAMTEX SECURITIES LIMITED	Rep	Dealing in securities	2018-02-28	2020-08-27
	Rep	Advising on securities	2018-02-28	2021-03-01
	Rep	Asset management	2018-02-28	2021-03-01
	Rep	Advising on securities	2016-10-25	2016-11-26
	Rep	Asset management	2016-10-25	2016-11-26
	Rep	Dealing in securities	2014-10-06	2016-11-26