Personnel Hong Kong SFC License Details (ID 2328482)

Personnel Hong Kong SFC License Details (ID 2328482)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2020-10-06	-
	Rep	Dealing in securities	2020-10-06	-
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2017-08-29	2019-09-20
	RO	Advising on securities	2017-08-29	2019-09-20
	RO	Dealing in securities	2017-08-29	2019-09-20
	Rep	Advising on corporate finance	2017-04-18	2017-08-29
	Rep	Advising on securities	2017-04-18	2017-08-29
	Rep	Dealing in securities	2017-04-18	2017-08-29
NATIXIS ASIA LIMITED	Rep	Advising on securities	2014-10-06	2017-01-18
	Rep	Dealing in securities	2014-10-06	2017-01-18