Personnel SFC Licences and HKMA Registrations (ID 23287906)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2026-08-11	-
Ovata Capital Management Limited	Rep	Asset management	2024-11-05	2026-08-02
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2020-08-06	2024-08-19
	Rep	Dealing in securities	2020-08-06	2024-08-19
	Rep	Providing automated trading services	2019-06-11	2020-04-29
	Rep	Dealing in futures contracts	2019-06-11	2020-04-29
	Rep	Dealing in securities	2019-06-11	2020-04-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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