Personnel Hong Kong SFC License Details (ID 2329707)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2022-07-29	2022-10-28
	Rep	Advising on corporate finance	2021-09-07	2022-10-28
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-09-05	2021-05-25
	Rep	Advising on securities	2018-09-05	2021-05-25
	Rep	Dealing in securities	2018-09-05	2021-05-25
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2014-10-08	2018-06-12