Personnel Hong Kong SFC License Details (ID 2330177)

Personnel Hong Kong SFC License Details (ID 2330177)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2021-07-29	2024-08-23
Merrill Lynch Far East Limited	Rep	Advising on securities	2021-07-29	2024-03-04
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-07-12	2024-08-23
	Rep	Dealing in securities	2021-07-12	2024-08-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-07-12	2024-03-04
	Rep	Dealing in securities	2021-07-12	2024-03-04
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2018-10-04	2021-06-04
	Rep	Advising on corporate finance	2018-09-17	2021-06-04
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2018-01-29	2018-08-23
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2014-10-09	2015-04-11
	Rep	Advising on securities	2014-10-09	2015-04-11
	Rep	Dealing in securities	2014-10-09	2015-04-11