| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2025-09-25 | - |
| Rep | Dealing in securities | 2025-09-25 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-09-25 | - |
| Augventive Limited | Rep | Advising on securities | 2024-12-09 | 2025-03-31 |
| Rep | Asset management | 2024-12-09 | 2025-03-31 | |
| TCA Investments (Hong Kong) Limited | RO | Advising on securities | 2021-12-08 | 2024-06-25 |
| RO | Asset management | 2021-12-08 | 2024-06-25 | |
| Brookfield Advisors (Hong Kong) Limited | RO | Advising on securities | 2018-12-10 | 2019-11-29 |
| RO | Dealing in securities | 2018-12-10 | 2019-11-29 | |
| PYRMONT WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2016-09-29 | 2018-06-29 |
| RO | Asset management | 2016-09-29 | 2018-06-29 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-12-24 | 2016-08-23 |
| SMART EMPIRE ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-10-10 | 2015-11-01 |