Personnel SFC Licences and HKMA Registrations (ID 23313021)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S HARMONY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-10-19	-
	RO	Asset management	2023-10-19	-
China Vered Securities Limited	Rep	Dealing in futures contracts	2020-10-12	2022-06-05
	Rep	Dealing in securities	2020-10-12	2022-06-05
China Vered Asset Management (Hong Kong) Limited	RO	Advising on securities	2020-04-17	2022-06-05
	RO	Asset management	2020-04-17	2022-06-05
	Rep	Advising on securities	2019-06-17	2020-04-17
	Rep	Asset management	2019-06-17	2020-04-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.