Personnel SFC Licences and HKMA Registrations (ID 23313036)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2024-12-30	-
	Rep	Dealing in futures contracts	2024-12-30	-
	Rep	Dealing in securities	2024-12-30	-
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-10-27	2024-12-24
FIL Investment Advisors	Rep	Advising on securities	2019-06-17	2020-10-27
	Rep	Asset management	2019-06-17	2024-12-24
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2019-06-17	2020-10-27
	Rep	Asset management	2019-06-17	2024-12-24
	Rep	Dealing in securities	2019-06-17	2024-12-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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