Personnel SFC Licences and HKMA Registrations (ID 23313065)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-06-17	-
	Rep	Dealing in futures contracts	2019-06-17	-
	Rep	Advising on securities	2019-06-17	2020-08-20
	Rep	Dealing in securities	2019-06-17	2020-08-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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