Personnel Hong Kong SFC License Details (ID 2331678)

Personnel Hong Kong SFC License Details (ID 2331678)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rainbow Capital (HK) Limited	RO	Advising on corporate finance	2026-06-01	-
	RO	Dealing in securities	2026-06-01	-
	Rep	Advising on corporate finance	2026-04-27	2026-06-01
	Rep	Dealing in securities	2026-04-27	2026-06-01
BOCOM International Securities Limited	RO	Dealing in securities	2025-01-21	2026-03-06
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2023-02-21	2026-03-06
	Rep	Advising on corporate finance	2017-01-09	2023-02-21
	Rep	Dealing in securities	2017-01-09	2026-03-06
Somerley Capital Limited	Rep	Advising on corporate finance	2015-01-05	2016-12-16
	Rep	Dealing in securities	2015-01-05	2016-12-16
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2014-10-14	2014-11-21
	Rep	Dealing in securities	2014-10-14	2014-11-21
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2014-10-14	2014-11-21