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Personnel Hong Kong SFC License Details (ID 2332228)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NEW YORK LIFE INVESTMENT MANAGEMENT HONG KONG LIMITED
RO
Dealing in securities
2019-11-08
2021-06-30
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
RO
Asset management
2014-10-15
2017-08-31