Personnel SFC Licences and HKMA Registrations (ID 2332238)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2024-08-12	-
	Rep	Dealing in securities	2024-08-12	-
Jefferies Hong Kong Limited	Rep	Dealing in securities	2014-10-15	2020-12-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.