Personnel SFC Licences and HKMA Registrations (ID 2332242)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Davidson Kempner Asia Limited	Rep	Asset management	2015-07-07	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2014-10-15	2015-05-11
	Rep	Dealing in securities	2014-10-15	2015-05-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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