Personnel Hong Kong SFC License Details (ID 23324298)

Personnel Hong Kong SFC License Details (ID 23324298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Changjiang Asset Management (HK) Limited	RO	Advising on securities	2019-07-12	2019-09-22
	RO	Asset management	2019-07-12	2019-09-22
Changjiang Corporate Finance (HK) Limited	RO	Advising on corporate finance	2019-07-12	2019-09-22
Changjiang Futures (HK) Limited	RO	Advising on futures contracts	2019-07-12	2019-09-22
	RO	Dealing in futures contracts	2019-07-12	2019-09-22
Changjiang Securities Brokerage (HK) Limited	RO	Advising on futures contracts	2019-07-12	2019-09-22
	RO	Advising on securities	2019-07-12	2019-09-22
	RO	Dealing in futures contracts	2019-07-12	2019-09-22
	RO	Dealing in securities	2019-07-12	2019-09-22
Changjiang Asset Management (HK) Limited	Rep	Advising on securities	2019-06-19	2019-07-12
	Rep	Asset management	2019-06-19	2019-07-12
Changjiang Corporate Finance (HK) Limited	Rep	Advising on corporate finance	2019-06-19	2019-07-12
Changjiang Futures (HK) Limited	Rep	Advising on futures contracts	2019-06-19	2019-07-12
	Rep	Dealing in futures contracts	2019-06-19	2019-07-12
Changjiang Securities Brokerage (HK) Limited	Rep	Advising on futures contracts	2019-06-19	2019-07-12
	Rep	Advising on securities	2019-06-19	2019-07-12
	Rep	Dealing in futures contracts	2019-06-19	2019-07-12
	Rep	Dealing in securities	2019-06-19	2019-07-12