Personnel Hong Kong SFC License Details (ID 2332822)

Personnel Hong Kong SFC License Details (ID 2332822)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Summer Capital Management Company Limited	Rep	Dealing in securities	2021-10-04	2025-07-25
	Rep	Asset management	2021-10-04	2026-07-10
	Rep	Advising on securities	2021-08-31	2026-07-10
Silk Road International Capital Limited	RO	Dealing in securities	2021-05-11	2021-06-30
	Rep	Advising on corporate finance	2017-12-05	2021-05-11
	Rep	Dealing in securities	2017-05-15	2021-05-11
	Rep	Advising on securities	2017-05-15	2021-06-30
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2014-10-16	2017-04-16
	Rep	Dealing in securities	2014-10-16	2017-04-16