Personnel Hong Kong SFC License Details (ID 23329012)

Personnel Hong Kong SFC License Details (ID 23329012)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Haisheng Securities Limited	RO	Advising on securities	2026-09-11	-
	RO	Asset management	2026-09-11	-
	RO	Dealing in securities	2026-09-11	-
Aden Financial Group Limited	Rep	Dealing in securities	2025-02-19	2025-06-30
	Rep	Advising on securities	2024-10-09	2025-06-30
	Rep	Asset management	2024-10-09	2025-06-30
Qogir (Hong Kong) Limited	Rep	Advising on securities	2021-11-05	2023-02-23
	Rep	Asset management	2021-10-08	2023-02-23
	Rep	Dealing in securities	2021-10-08	2023-02-23
VICTORY SECURITIES COMPANY LIMITED	Rep	Asset management	2020-07-10	2021-05-14
	Rep	Dealing in futures contracts	2020-05-18	2021-05-14
	Rep	Dealing in securities	2020-05-18	2021-05-14
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-12-04	2020-04-09
	Rep	Dealing in securities	2019-12-04	2020-04-09
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-06-20	2019-11-20
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-06-20	2019-11-20
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2019-06-20	2019-11-20