Personnel Hong Kong SFC License Details (ID 23334080)

Personnel Hong Kong SFC License Details (ID 23334080)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldhorse Securities Limited	Rep	Advising on securities	2026-01-26	2026-06-11
	Rep	Dealing in securities	2026-01-26	2026-06-11
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2025-12-12	2026-06-11
	Rep	Dealing in securities	2025-12-12	2026-06-11
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2022-03-02	2024-11-30
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-03-02	2024-11-30
China Alpha Fund Management (HK) Limited	Rep	Advising on securities	2020-10-05	2021-09-24
	Rep	Asset management	2020-10-05	2021-09-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-06-21	2020-07-29
	Rep	Dealing in securities	2019-06-21	2020-07-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2019-06-21	2020-07-29