Personnel SFC Licences and HKMA Registrations (ID 2333575)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-01-16	-
	Rep	Advising on securities	2018-10-18	2018-11-02
	Rep	Advising on securities	2018-01-30	2018-02-02
	Rep	Advising on securities	2017-09-04	2017-09-09
	Rep	Advising on securities	2015-04-21	2017-03-16
	Rep	Advising on securities	2014-10-17	2014-10-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.