Personnel Hong Kong SFC License Details (ID 2334311)

Personnel Hong Kong SFC License Details (ID 2334311)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2016-06-07	2018-07-09
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2014-10-20	2018-07-09
	Rep	Advising on securities	2014-10-20	2018-07-09
	Rep	Asset management	2014-10-20	2018-07-09
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2014-10-20	2018-07-09
	Rep	Advising on securities	2014-10-20	2018-07-09
	Rep	Asset management	2014-10-20	2018-07-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2014-10-20	2018-07-09
	Rep	Asset management	2014-10-20	2018-07-09