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McConnell, Simon Peter Watson Hong Kong SFC License Details (ID 2334324)
McConnell, Simon Peter Watson
SFC ID:
BEI664
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS Asset Management (Hong Kong) Limited
Rep
Advising on securities
2014-10-20
2015-07-16
Rep
Asset management
2014-10-20
2015-07-16
Rep
Dealing in securities
2014-10-20
2015-07-16