Personnel Hong Kong SFC License Details (ID 2334858)

Personnel Hong Kong SFC License Details (ID 2334858)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2022-05-11	2023-04-23
	Rep	Dealing in securities	2022-05-11	2023-04-23
BOCOM International (Asia) Limited	Rep	Dealing in securities	2018-08-27	2022-04-07
	Rep	Advising on corporate finance	2018-07-13	2022-04-07
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2016-09-15	2018-06-29
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2014-10-21	2016-08-06
	Rep	Dealing in securities	2014-10-21	2016-08-06