Personnel SFC Licences and HKMA Registrations (ID 2335401)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2016-07-08	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2014-10-22	2016-02-02
	Rep	Dealing in securities	2014-10-22	2016-02-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.