| GLOBAL MASTERMIND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-06-04 | 2020-10-14 |
| GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-07-31 | 2020-10-14 |
| GLOBAL MASTERMIND SECURITIES LIMITED | Rep | Advising on securities | 2017-07-31 | 2022-10-12 |
| Rep | Dealing in securities | 2017-07-31 | 2022-10-12 |
| Hao Tian Asset Management Limited | Rep | Asset management | 2017-02-15 | 2017-05-27 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2016-11-16 | 2017-05-27 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2015-11-26 | 2016-04-21 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2015-11-26 | 2016-04-21 |
| Rep | Dealing in securities | 2014-10-22 | 2016-04-21 |