Personnel SFC Licences and HKMA Registrations (ID 2335963)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Management Asia Pacific Limited	RO	Advising on securities	2025-09-19	-
	RO	Asset management	2025-09-19	-
	RO	Dealing in securities	2025-09-19	-
	Rep	Advising on securities	2025-07-28	2025-09-19
	Rep	Asset management	2025-07-28	2025-09-19
	Rep	Dealing in securities	2025-07-28	2025-09-19
BlackRock Asset Management North Asia Limited	RO	Advising on securities	2023-03-13	2025-06-20
	RO	Dealing in securities	2023-03-13	2025-06-20
	RO	Asset management	2021-07-23	2025-06-20
	Rep	Advising on securities	2020-12-21	2023-03-13
	Rep	Dealing in securities	2020-12-21	2023-03-13
	Rep	Asset management	2020-12-11	2021-07-23
ASIA DEBT MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2014-10-23	2020-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.