Personnel Hong Kong SFC License Details (ID 2335972)

Personnel Hong Kong SFC License Details (ID 2335972)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Dealing in securities	2026-08-24	-
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Dealing in securities	2021-04-14	2026-04-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2016-10-11	2021-02-06
	Rep	Dealing in futures contracts	2016-10-11	2021-02-06
	Rep	Dealing in securities	2016-10-11	2021-02-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2015-09-11	2021-02-06
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2015-09-11	2016-10-10
	Rep	Dealing in securities	2015-09-11	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-09-11	2016-10-10
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-10-23	2015-08-18