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Lau, Alfred Ying (SFC:BOM451) 劉迎 SFC Licences and HKMA Registrations (ID 23362192)
Lau, Alfred Ying (SFC:BOM451) 劉迎
SFC ID:
BOM451
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Dealing in securities
2019-06-28
-
Morgan Stanley Hong Kong Securities Limited
Rep
Dealing in futures contracts
2019-06-28
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.