Personnel SFC Licences and HKMA Registrations (ID 23362204)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2025-09-01	-
	Rep	Asset management	2025-09-01	-
	Rep	Dealing in securities	2025-09-01	-
	Rep	Asset management	2023-12-12	2025-08-31
	Rep	Advising on securities	2023-08-29	2025-08-31
	Rep	Dealing in securities	2023-06-15	2025-08-31
Kirin Asset Management Limited	Rep	Asset management	2019-06-28	2022-09-20
Kirin Securities Limited	Rep	Advising on securities	2019-06-28	2022-09-30
	Rep	Dealing in securities	2019-06-28	2022-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.