Yu, Haibo (SFC:BEJ788) 余海波 SFC Licences and HKMA Registrations (ID 2338032)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Advising on securities	2026-06-30	-
	RO	Dealing in securities	2026-06-30	-
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-16	2022-02-07
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-11-09	-
CMB International Securities Limited	Rep	Advising on securities	2017-07-12	2026-06-30
	Rep	Dealing in securities	2017-05-29	2026-06-30
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-10-28	2017-05-02
	Rep	Dealing in securities	2014-10-28	2017-05-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.