Personnel Hong Kong SFC License Details (ID 2338034)

Personnel Hong Kong SFC License Details (ID 2338034)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Dealing in securities	2019-10-16	2023-02-20
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2017-09-25	2019-09-08
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-25	2019-09-08
OnePlatform Securities Limited	Rep	Dealing in securities	2016-10-18	2017-09-09
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2014-10-28	2016-09-24
	Rep	Dealing in securities	2014-10-28	2016-09-24