Personnel SFC Licences and HKMA Registrations (ID 23388698)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Roofer Asset Management Limited	Rep	Asset management	2025-11-17	-
ROOFER SECURITIES LIMITED	Rep	Advising on securities	2025-11-17	-
	Rep	Dealing in securities	2025-11-17	-
GUOTAI GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2019-07-04	2025-10-20
	Rep	Asset management	2019-07-04	2025-10-20
	Rep	Dealing in securities	2019-07-04	2025-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.