Personnel SFC Licences and HKMA Registrations (ID 23388897)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2026-08-14	-
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2019-07-04	2025-06-13
	Rep	Dealing in securities	2019-07-04	2025-06-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.