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Matsuo, Kai 松尾海 Hong Kong SFC License Details (ID 23388901)
Matsuo, Kai 松尾海
SFC ID:
BOM712
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED
Rep
Advising on corporate finance
2019-07-04
2020-07-09
Rep
Advising on securities
2019-07-04
2020-07-09
Rep
Dealing in securities
2019-07-04
2020-07-09