Personnel SFC Licences and HKMA Registrations (ID 2339226)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2025-02-20	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2014-10-31	2017-09-29
	Rep	Dealing in securities	2014-10-31	2017-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.