Personnel Hong Kong SFC License Details (ID 23397654)

Personnel Hong Kong SFC License Details (ID 23397654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-09-16	-
	Rep	Dealing in securities	2025-09-16	-
Dragonstone Capital Management Limited	Rep	Asset management	2023-05-08	2025-08-25
	Rep	Advising on securities	2023-03-24	2025-08-25
	Rep	Dealing in securities	2023-03-24	2025-08-25
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-11-04	2022-12-31
	Rep	Dealing in securities	2021-11-04	2022-12-31
	Rep	Advising on securities	2019-07-08	2020-02-25