Personnel Hong Kong SFC License Details (ID 2341178)

Personnel Hong Kong SFC License Details (ID 2341178)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2019-09-17	-
	Rep	Dealing in securities	2019-09-09	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2019-09-09	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2017-12-04	2019-07-08
Asiya Investments Hong Kong Limited	Rep	Advising on securities	2016-01-21	2016-09-26
	Rep	Asset management	2016-01-21	2016-09-26
LIGHT &AMP; SALT CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2014-11-04	2015-12-31