Personnel Hong Kong SFC License Details (ID 2341182)

Personnel Hong Kong SFC License Details (ID 2341182)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-06-15	-
	Rep	Dealing in securities	2021-06-15	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-06-15	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2020-07-06	2021-05-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2020-07-06	2021-05-24
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-06-10	2021-05-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2020-06-10	2021-05-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-08-06	2020-04-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-10-06	2020-04-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-12-09	2020-04-24
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-11-04	2014-11-20