Personnel Hong Kong SFC License Details (ID 2341724)

Personnel Hong Kong SFC License Details (ID 2341724)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB WING LUNG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-07-28	-
	Rep	Asset management	2025-07-28	-
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2024-01-16	2025-06-05
	Rep	Asset management	2024-01-16	2025-06-05
CNCB (Hong Kong) Capital Limited	RO	Asset management	2023-03-31	2023-12-15
	Rep	Asset management	2022-10-28	2023-03-31
	Rep	Advising on securities	2022-10-28	2023-12-15
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2021-12-23	2022-09-01
	Rep	Advising on securities	2021-12-23	2022-09-01
	Rep	Asset management	2021-12-23	2022-09-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2020-06-04	2022-09-16
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2014-11-05	2022-09-16
	Rep	Advising on securities	2014-11-05	2022-09-16
	Rep	Asset management	2014-11-05	2022-09-16
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2014-11-05	2020-12-09
	Rep	Advising on securities	2014-11-05	2020-12-09
	Rep	Asset management	2014-11-05	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2014-11-05	2022-09-16
	Rep	Asset management	2014-11-05	2022-09-16