Personnel Hong Kong SFC License Details (ID 23418302)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-06-03	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-06-03	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-09-07	2024-03-28
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-09-07	2024-03-28
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2019-07-12	2021-06-04
	Rep	Dealing in securities	2019-07-12	2021-06-04