Personnel Hong Kong SFC License Details (ID 23418430)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
American Century Investment Management (Asia Pacific) Limited	Rep	Advising on securities	2026-02-20	-
	Rep	Dealing in securities	2026-02-20	-
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Advising on securities	2021-02-25	2021-12-30
	Rep	Dealing in securities	2021-02-25	2021-12-30
Vanguard Investments Hong Kong Limited	Rep	Advising on securities	2019-07-12	2020-08-26
	Rep	Dealing in securities	2019-07-12	2020-08-26