Personnel Hong Kong SFC License Details (ID 2342266)

Personnel Hong Kong SFC License Details (ID 2342266)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2017-10-09	2020-08-28
	Rep	Asset management	2017-10-09	2020-08-28
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2016-06-06	2017-09-20
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-03-09	2017-09-20
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-03-09	2017-09-20
Blue Water Capital Management Limited	Rep	Asset management	2014-11-06	2015-03-02